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Shape Securities Compliance Across High-Growth Technology Financings

Redwood City, California Full time 3-6 years
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Position overview

Our client is seeking a Senior Attorney with 3–6 years of experience for a Redwood City practice focused on Blue Sky laws and securities matters. This position brings together federal securities exemptions, state filing requirements, and support for a range of financings and offerings.

The Work

  • Advise on federal securities-law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters.
  • Prepare and oversee Form D and state securities filings through the NASAA Electronic Filing Depository, addressing applicable filing requirements.
  • Support securities offerings and private company financings, applying relevant federal exemptions and state securities rules.
  • Provide securities-law support to investment funds and capital markets transactions, as well as other securities matters.
  • Analyze the application of Regulation D, Section 4(a)(2), Rule 701, Regulation A, and Rule 144 to matters handled by the practice.

What You Bring

  • 3–6 years of relevant legal experience.
  • Significant experience advising on federal securities-law exemptions and state Blue Sky laws.
  • Experience with broker-dealer regulations and related securities compliance matters.
  • Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements.
  • Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository.
  • Experience supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters.

Why Consider It

This role offers a focused opportunity to work across federal securities exemptions, state Blue Sky requirements, and broker-dealer compliance while supporting a varied mix of offerings, private company financings, investment funds, and capital markets matters.

The position calls for both substantive securities-law knowledge and hands-on ownership of Form D and state filing processes.

Compensation & Benefits

Estimated compensation is $260,000–$390,000, based on the 2026 Cravath base scale; this is an estimate, not firm-stated compensation.

Confidentiality

This is a confidential opportunity. Contact Advocates Legal Recruiting to discuss the role and receive additional details about the client and team. All inquiries will be handled confidentially.