Join a technology-focused legal practice in San Francisco advising on securities compliance and capital-raising matters. This role offers meaningful responsibility across federal and state securities requirements, transaction support, and the preparation and oversight of required filings.
The Work
- Advise on federal securities-law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters.
- Prepare and oversee Form D and state securities filings through the NASAA Electronic Filing Depository.
- Support securities offerings and private company financings, applying relevant federal exemptions and state securities requirements.
- Assist with investment fund matters and capital markets transactions involving securities-law considerations.
- Apply rules and exemptions including Regulation D, Section 4(a)(2), Rule 701, Regulation A, and Rule 144 to securities matters.
- Contribute to other securities matters for technology-focused clients, including assessing applicable state filing requirements.
What You Bring
- Three to six years of relevant legal experience.
- Significant experience advising on federal securities-law exemptions and state Blue Sky laws.
- Experience with broker-dealer regulations and related securities compliance matters.
- Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, and Rule 144.
- Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository.
- Experience supporting securities offerings, private company financings, investment funds, capital markets transactions, or other securities matters.
Why Consider It
This position brings together securities compliance and transactional work within a technology-focused practice.
The scope includes advising on federal and state requirements, supporting financings and offerings, and taking responsibility for Form D and state filing work through the NASAA Electronic Filing Depository.
Compensation & Benefits
The supplied base-compensation range is an estimate of $260,000–$390,000 based on the 2026 Cravath base scale, not firm-stated compensation.
Confidentiality
This is a confidential opportunity. Contact Advocates Legal Recruiting to discuss the role and receive additional details about the client and team. All inquiries will be handled confidentially.